OO&K boasts a robust capital markets practice, offering expert advice to both issuers and underwriters on public and private securities offerings. Capital markets serve as a vital mechanism for mobilizing substantial, long-term finance in Africa and the globe. As countries across the continent accelerate their economic development efforts to meet the expectations of their citizens, financial institutions play a crucial role in this pivotal process. Moreover, capital markets contribute significantly to the emergence of financial hubs in Africa and the globe. Through financial innovations, businesses and individuals experience rapid and sustainable growth, complementing traditional bank financing and providing comprehensive, scale, and long-term solutions. For more information, please visit our website at www.ook.co.ke.

What we offer

Initial Public Offerings (IPOs):

OO&K assist clients in going public by guiding them through the complex process of an IPO. This includes advising on legal and regulatory requirements, preparing necessary documentation such as prospectuses and offering circulars, and coordinating with underwriters, regulators, and other parties involved in the IPO.

Debt and Equity Offerings:

OO&K provides legal advice and support for clients issuing debt or equity securities in public or private offerings. We assist in drafting offering documents, negotiating terms with investors, ensuring compliance with securities laws, and handling the legal aspects of the offering process.

Regulatory Compliance:

OO&K assists clients navigate the regulatory requirements and obligations related to capital markets transactions. We provide guidance on securities laws, stock exchange rules, disclosure requirements, and other regulatory matters to ensure compliance with applicable regulations.

Securities Regulation and Compliance:

OO&K assists clients in understanding and complying with securities regulations and requirements. We provide advice on matters such as insider trading, disclosure obligations, shareholder rights, corporate governance, and compliance with securities exchange rules.

Listing and Delisting:

OO&K assists clients in listing their securities on stock exchanges and guide them through the listing process. We also provide advice on delisting securities, including compliance with applicable regulations and communication with stock exchanges.

Securities Litigation and Enforcement:

OO&K represents clients in securities-related litigation and enforcement actions. This includes cases involving securities fraud, market manipulation, insider trading, shareholder disputes, and regulatory investigations. We provide legal representation and defense in court proceedings and handle negotiations and settlements.

Structured Products and Derivatives:

OO&K offers expertise in structured products and derivatives transactions. We assist clients in structuring these complex financial instruments, drafting legal documentation, and ensuring compliance with regulatory requirements.

Securities Offerings in International Markets:

OO&K has international reach and expertise to assist clients in raising capital in global markets. We provide advice on cross-border securities offerings, compliance with foreign securities laws, and coordination with local regulators and legal teams.

Key contacts

I.S. OGEJO

Tel: +254721230723

Email: ogejo@ook.co.ke

D.A. OMBOTO

Tel: +254722567066

Email: omboto@ook.co.ke

B.A. OWUOR

Tel: +254717265609

Email: owuor@ook.co.ke